Senior Executive - Compliance Operations
Published date: 2024/01/10
- Location: Mumbai, Maharashtra, India
Position
Executive / Senior Executive
Organization
CRISIL Ratings Limited
Department
Ratings Controls Team
Reporting To
Manager / Associate Director
Location
Mumbai
Role Summary
• To support for Audits / Inspections / Investigations and closure of MAPs.
• To prepare periodic / adhoc data for regulatory disclosures / submissions.
• To compile the data for the breaches, incidents and complaints.
• To prepare MIS / reports for the leadership as per the stipulated framework.
• To handle any other ongoing activities of Controls team.
Essential Qualification
Postgraduate (M. Com preferred)
Experience
1-7 years of work experience with working knowledge of managing regulatory compliance / compliance operations in BFSI domain.
Skills
• Good in MS office Skills (MS Word and Excel required. PPT preferable)
• Good verbal and written communication skills
• Knowledge of MIS, daily reporting and tracking activities
• Ability to handle routine activities efficiently and find better ways to do them
Executive / Senior Executive
Organization
CRISIL Ratings Limited
Department
Ratings Controls Team
Reporting To
Manager / Associate Director
Location
Mumbai
Role Summary
• To support for Audits / Inspections / Investigations and closure of MAPs.
• To prepare periodic / adhoc data for regulatory disclosures / submissions.
• To compile the data for the breaches, incidents and complaints.
• To prepare MIS / reports for the leadership as per the stipulated framework.
• To handle any other ongoing activities of Controls team.
Essential Qualification
Postgraduate (M. Com preferred)
Experience
1-7 years of work experience with working knowledge of managing regulatory compliance / compliance operations in BFSI domain.
Skills
• Good in MS office Skills (MS Word and Excel required. PPT preferable)
• Good verbal and written communication skills
• Knowledge of MIS, daily reporting and tracking activities
• Ability to handle routine activities efficiently and find better ways to do them
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