Regulatory Control Advisor, Associate
Published date: 2024/01/10
- Location: Mumbai, Maharashtra, India
Job Title- Regulatory Control Advisor,Associate
Location- Mumbai
Role Description
Within IPB, COO team plays constructive role in partnering with ‘PPSS – Products Platform and Sustainable Solutions’ product desks for driving Key Business initiatives and RTB activities (such as Business Integrity & Business Management activities). Function ensures adherence to risk & control governance framework in line with Regulatory requirements / Internal policies /Audit standards; also involving front to back review of processes and scaling up of controls to address the gaps that are self-identified or highlighted by Regulators.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy
Gender neutral parental leaves
100% reimbursement under childcare assistance benefit (gender neutral)
Sponsorship for Industry relevant certifications and education
Employee Assistance Program for you and your family members
Comprehensive Hospitalization Insurance for you and your dependents
Accident and Term life Insurance
Complementary Health screening for 35 yrs. and above
Your key responsibilities
MiFID II Regulations –EU Benchmarks and Best Execution
Understand the MiFID II Regulations and implement them in the day-to-day activities
Perform the EU Benchmarks – front to back process
Location- Mumbai
Role Description
Within IPB, COO team plays constructive role in partnering with ‘PPSS – Products Platform and Sustainable Solutions’ product desks for driving Key Business initiatives and RTB activities (such as Business Integrity & Business Management activities). Function ensures adherence to risk & control governance framework in line with Regulatory requirements / Internal policies /Audit standards; also involving front to back review of processes and scaling up of controls to address the gaps that are self-identified or highlighted by Regulators.
What we’ll offer you
As part of our flexible scheme, here are just some of the benefits that you’ll enjoy
Best in class leave policy
Gender neutral parental leaves
100% reimbursement under childcare assistance benefit (gender neutral)
Sponsorship for Industry relevant certifications and education
Employee Assistance Program for you and your family members
Comprehensive Hospitalization Insurance for you and your dependents
Accident and Term life Insurance
Complementary Health screening for 35 yrs. and above
Your key responsibilities
MiFID II Regulations –EU Benchmarks and Best Execution
Understand the MiFID II Regulations and implement them in the day-to-day activities
Perform the EU Benchmarks – front to back process
0 page views
Related listings
-
Branch Relationship Manager(Branch Banking)BankJob Description: A Relationship Manager handles a group of High Net Worth Clients providing Financial Advisory Services to the HNI Customers and offering Portfolio Investment Services The job also included achieving all the budgets and revenues throu...2026/11/09
-
Hiring For - Hdfc Banking Sales - Pune MaharashtraBankMaintain relationship with Bank branch manager & staffs to gain leads.Need to handle bank walk in and existing clients.Generate Business.Required Candidate profilePreferred candidates from Banking/Financial Services/ Life Insurance/Loans/BrokingG...2026/11/09
-
Bassein Catholic Cooperative Bank Jobs Mumbai 2022 ...BankBassein Catholic Cooperative Bank Applications is invited from Bassein Catholic Cooperative Bank in prescribed form through online mode only for various posts. The direct link for online application portal is available at Bassein Catholic Cooperative...2026/11/09