Manager - Broking Operations

Published date: 2024/01/10
  • Location: Mumbai, Maharashtra, India
Grade - Associate

Business Process and Transformation

Location : Mumbai
• DP Operations - Client onboarding, static data and modification, Account Closure
• UCC Reporting and Reconciliation. Trade processing, (Retail, PMS NRI Clients)
• Margin reporting and reconciliation with exchange, securities settlement processing
• Exchange obligation reconciliation, Maintenance of records
• Interact with internal auditors resolve queries providing data, assisting inspection team and solving queries contact point of Customer Service team for queries related to day - day activities
• Knowledge of regulatory guidelines and internal policies
• Bachelor's degree NISM Certificate - SORM

MUST HAVE
• Exchange applications for margin enhancement etc
• Techxl
• DP Backoffice Software related to securities settlement

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Company Name: Suche Consultants

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