Governance & Control - SME

To implement Governance around below activities

Asset Customers
• Data verification (verification of data pulled by partners). Following are key deliverables
• Details pulled by Jocata on entering GSTN match the enterprise details
• DOI is same in ABL and AOS
• Turnover added is audited turnover. Name, PAN and Business and Communication Address populated in line with actuals
• Bank statement, bank name, account number. Name as in financial statements vs Enterprise Name match
• Shareholder name, PAN and other details in line with proofs
• Consent letter of each shareholder/collateral provider and on behalf of entity
• Pre screening check
• To check if following are correctly captured/assessed
• ITR, Bank statement
• Net business credit, Industry margin, assessment sheet input, Limit assessment
• Post approval

Liability Customers
• Quality of onboarding covering below parameters
• Source of onboarding (partners, self sourced etc) and trending MOM, any abnormal movement for ex increase in self source or from any one partner
• Constitution concentration
• Activation of account (balance in Month of onboarding, or T+1 etc) and highlight account /sources where there is delay
• To verify if third party CPV is done for all Self source/Sole prop
• Ensure that RSH buy in is there for all walkin/Bizcare leads
• Whether variants are keeping minimum balances required and follow up for corrective action t
• Ensure that certain industry type accounts are opened only post BU Head approval (OTT, Tours & travels)
• Transaction surveillance

Governance on Vendor Management(Referral partners and Business Correspondences

Primary Location

India-Maharashtra-Mumbai

Job

COO Office/Business Mgt & Support

Schedule

Regular

Job Type

Full-time

Job Posting

Oct 31, 2022, 12:26:25 PM