Control Assurance
Published date: 2026/11/10
- Location: Bangalore, Karnataka, India
Control Assurance & Testing, Manager-(2200018888)
Job
:Risk
Primary Location
:Asia-India-Bangalore
Schedule
:Full-time
Employee Status
:Permanent
Posting Date
:20/Feb/2023, 1:27:43 AM
Unposting Date
:06/Mar/2023, 6:59:00 PM Role Responsibilities
Strategy
The Control Assurance Manager is a permanent non-people leader role with the following responsibilities:
• Support the Head of Control Assurance and Conformance Testing to deliver control assurance activities
• Assist with the development and enhancement of the Conformance Testing & Control Self-Assessment Review framework and methodology for control testing, control self-assessment review and reporting
• Execute a consistent, sustainable, and re-performable control testing & control self-assessment review framework/methodology for the bank's technology environment
• Undertake testing activities to assess both the design and operating effectiveness of Technology controls
• Drive, guide and work with the technology domains and the respective risk managers in the control self-assessment activities across TTO
• Assess the adequacy of existing controls within TTO to ensure completeness, asset coverage, and alignment to IT Policy and Standards
• Draft narratives documenting findings and assessment results as well as articulating risk and impact to the Bank
• Deliver control testing & assessment review reports and document workpapers to evidence the testing & review process and cycle
• Manages and tracks completion of the technology control self-assessments
• Support the provision of timely and accurate control testing & self-assessment review MI to the respective risk forums
• Identify opportunities for automation of control testing and control self-assessment
• Additional responsibilities will include participating in any ad-hoc or regulatory based control assurance activities as part of the T&I Risk and Control assurance agenda and strategy
Business
• Assist with the development and maintenance of the Conformance Testing & Control Self-Assessment methodology, templates (checklist, questionnaire, test scripts/plan, summary reports) and process documentation required for control testing and control self-assessment review activities
• Tracking and monitoring of material actions and risks arising from TTO Conformance Testing & Control Self-Assessment activities (e.g. control testing & control self-assessment review outcome, action assigned etc) and escalate as appropriate to TTO Control Testing or Control Assurance Lead
• Track findings from control testing & control assessment and assess control owner responses and evidence provided to close any findings, and deliver an assurance outcome on whether the issue has been addressed or not
• Assist with the regular reporting on TTO Conformance Testing & Control Self-Assessment program for various stakeholders
Processes
• Support the Head of Control Assurance and Conformance Testing to design and implement the Conformance Testing & Control Self-Assessment review methodology and ensure that the Conformance Testing & Control Self-Assessment review deliverables meets the quality standards set out in the methodology
• Contribute in the development of knowledge base of controls for Control Self-Assessment purpose
• Support the continuous improvement of control testing & control self-assessment review, aligning to and avoiding duplication with other assurance functions
People and Talent
Not applicable. This role does not have main responsibilities related to people and talent matters
Risk Management
• Drive the adoption of risk management framework through Control Self-Assessment review and/or thematic review
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group's Values and Code of Conduct
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct
• Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct and compliance matters.
Key Stakeholders
• Transformation, Technology & Operations (TTO) Domain heads and process owners
• TTO Domain risk managers and teams
• TTO Risk Control
• Country CIO
• Country Technology and Risk & Control teams
• Group Operational risk
• CISO / ISO
• Group Internal Audit
Job
:Risk
Primary Location
:Asia-India-Bangalore
Schedule
:Full-time
Employee Status
:Permanent
Posting Date
:20/Feb/2023, 1:27:43 AM
Unposting Date
:06/Mar/2023, 6:59:00 PM Role Responsibilities
Strategy
The Control Assurance Manager is a permanent non-people leader role with the following responsibilities:
• Support the Head of Control Assurance and Conformance Testing to deliver control assurance activities
• Assist with the development and enhancement of the Conformance Testing & Control Self-Assessment Review framework and methodology for control testing, control self-assessment review and reporting
• Execute a consistent, sustainable, and re-performable control testing & control self-assessment review framework/methodology for the bank's technology environment
• Undertake testing activities to assess both the design and operating effectiveness of Technology controls
• Drive, guide and work with the technology domains and the respective risk managers in the control self-assessment activities across TTO
• Assess the adequacy of existing controls within TTO to ensure completeness, asset coverage, and alignment to IT Policy and Standards
• Draft narratives documenting findings and assessment results as well as articulating risk and impact to the Bank
• Deliver control testing & assessment review reports and document workpapers to evidence the testing & review process and cycle
• Manages and tracks completion of the technology control self-assessments
• Support the provision of timely and accurate control testing & self-assessment review MI to the respective risk forums
• Identify opportunities for automation of control testing and control self-assessment
• Additional responsibilities will include participating in any ad-hoc or regulatory based control assurance activities as part of the T&I Risk and Control assurance agenda and strategy
Business
• Assist with the development and maintenance of the Conformance Testing & Control Self-Assessment methodology, templates (checklist, questionnaire, test scripts/plan, summary reports) and process documentation required for control testing and control self-assessment review activities
• Tracking and monitoring of material actions and risks arising from TTO Conformance Testing & Control Self-Assessment activities (e.g. control testing & control self-assessment review outcome, action assigned etc) and escalate as appropriate to TTO Control Testing or Control Assurance Lead
• Track findings from control testing & control assessment and assess control owner responses and evidence provided to close any findings, and deliver an assurance outcome on whether the issue has been addressed or not
• Assist with the regular reporting on TTO Conformance Testing & Control Self-Assessment program for various stakeholders
Processes
• Support the Head of Control Assurance and Conformance Testing to design and implement the Conformance Testing & Control Self-Assessment review methodology and ensure that the Conformance Testing & Control Self-Assessment review deliverables meets the quality standards set out in the methodology
• Contribute in the development of knowledge base of controls for Control Self-Assessment purpose
• Support the continuous improvement of control testing & control self-assessment review, aligning to and avoiding duplication with other assurance functions
People and Talent
Not applicable. This role does not have main responsibilities related to people and talent matters
Risk Management
• Drive the adoption of risk management framework through Control Self-Assessment review and/or thematic review
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group's Values and Code of Conduct
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct
• Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct and compliance matters.
Key Stakeholders
• Transformation, Technology & Operations (TTO) Domain heads and process owners
• TTO Domain risk managers and teams
• TTO Risk Control
• Country CIO
• Country Technology and Risk & Control teams
• Group Operational risk
• CISO / ISO
• Group Internal Audit
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