Compliance Senior Executive

Hiring Alert!

Job Title: Senior Executive

Location: Delhi

Industry: CA firm

Department: Compliances

Job Type: Onsite

Experience: 5-7 years

Budget: 2.5 Lacs-7.2 Lacs

Qualification: M.com/ICWAI

Joining: Immediate or as earliest possible

Key Description:
• Compliance Management: Assist in developing, implementing, and maintaining an effective compliance framework to ensure compliance with applicable laws, regulations, and industry standards. Monitor compliance activities and identify areas for improvement.
• Regulatory Reporting: Prepare and submit regulatory reports accurately and within designated timelines. Liaise with regulatory bodies and respond to inquiries or requests for information.
• Internal Policies and Procedures: Assist in the development and maintenance of comprehensive internal policies and procedures to ensure compliance with internal controls, ethical standards, and best practices. Conduct periodic reviews and assessments to identify areas of improvement.
• Compliance Training and Awareness: Support the implementation of compliance training programs to educate employees on compliance requirements and ethical practices. Promote a culture of compliance and ethics through regular communication and awareness campaigns.
• Risk Assessment and Mitigation: Assist in identifying potential compliance risks and developing strategies to mitigate them. Monitor compliance-related risks and recommend appropriate measures to address them.
• Compliance Monitoring and Audits: Conduct regular compliance monitoring activities to ensure ongoing compliance with regulatory requirements and internal policies. Assist in coordinating internal and external compliance audits and provide necessary documentation and support.
• Stakeholder Engagement: Collaborate with cross-functional teams, including legal, finance, and operations, to ensure compliance requirements are met. Liaise with external stakeholders, such as regulatory authorities, to stay updated on compliance-related matters.
• Reporting and Documentation: Prepare and maintain accurate compliance-related reports, records, and documentation. Ensure proper documentation of compliance processes and procedures.

Work Experience Requirements:
• Prior experience in compliance management or a related field is preferred.
• Solid understanding of relevant laws, regulations, and industry compliance standards.
• Strong analytical and problem-solving skills, with meticulous attention to detail.
• Excellent communication and interpersonal skills to effectively engage with stakeholders at all levels.
• Proficiency in using productivity tools, such as Microsoft Office Suite (Word, Excel, PowerPoint), and other relevant software.
• Ability to work both independently and collaboratively in a team environment.
• High level of integrity, ethical standards, and professionalism.

Job Type: Full-time

Salary: ₹250,000.00 - ₹720,000.00 per year

Schedule:
• Day shift

Ability to commute/relocate:
• Delhi, Delhi: Reliably commute or planning to relocate before starting work (Required)

Experience:
• total work: 1 year (Preferred