Compliance Advisor

Location- Bangalore

Entity: Deutsche India Private limited

Role Description:

The position is a part of Deutsche India Compliance advisory team which is part of larger DB India Compliance team. The role has fair mix of advisory, review and monitoring and reporting components and requires dealing with varied stakeholders ranging from Deutsche India service lines (primarily Technology and Operations), Infra functions at group and legal entity level, and Compliance leadership across group entities.

What we’ll offer you

As part of our flexible scheme, here are just some of the benefits that you’ll enjoy

· Best in class leave policy

· Gender neutral parental leaves

· 100% reimbursement under childcare assistance benefit (gender neutral)

· Sponsorship for Industry relevant certifications and education

· Employee Assistance Program for you and your family members

· Comprehensive Hospitalization Insurance for you and your dependents

· Accident and Term life Insurance

· Complementary Health screening for 35 yrs. and above

Your key responsibilities

1. Compliance advisory and Compliance risk management: Coverage: Business Operations in DIPL – Corporate Bank, Investment Bank, International Private bank and DWS

2. Compliance Training:

· Identifying training requirements

· Preparing training materials

· Training delivery

· Post training follow-ups and recording

3. Compliance investigations:

· Carrying out compliance investigations, recording evidence and advise consequence management

· Recording and reporting in DB applications

· Extracting lessons learnt and training pointers

4. Compliance monitoring and reviews:

· Identifying compliance risk themes for review / monitoring

· Planning, scoping and fieldwork

· Reporting, tracking and follow-ups

5. Analyse key compliance metrics to derive trends and horizon risks

6. Identify opportunities of standardisation, implement the same in coordination with compliance colleagues and update KOPs and KODs

Your skills:

· Basic understanding of Banking operations for Corporate Bank, Investment bank, Private / Retail Bank and Asset management.

· Good understanding of Outsourcing and Compliance Risk – Employee Compliance, Electronic Communication, Information Barriers etc.

· Ability to identify potential compliance risks embedded in day to day business operations

· Attention to detail while analysing and articulating Compliance risks for advisory and review.

· Good written and communication skills augmenting sharp and fit for purpose compliance advisory and managing expectations of multiple stakeholders

· Good drafting skills for preparing training materials, KOPs and KODs

· Good with PowerPoint, MS Excel and Word. Ability to quickly familiarise with new Bank’s applications

· Data management and analytics skills

Experience:

· 7 to 8 years of total experience with past 3 years in Compliance or Nonfinancial risk role.

· Experience with Business / infrastructure control roles

· Good understanding of Compliance risks with respect to Personal account dealing, electronic communications, cyber security and outsourcing

· FRM / GARP candidate / fellow desirable
• · Experience / familiarity with Compliance / Non-financial risks