Associate- Securities Law & Corporate Litigation
Published date: 2024/01/10
- Location: South Extn Part Ii, Delhi, Delhi, India
Division: Securities Law & Advisory
Position: Associate
Location: New Delhi
Reporting to: HOD
Key Duties/ Responsibilities:
- Advising clients on investigations and inspections launched by SEBI/Stock Exchanges.
- Preparing strategy as well replies/responses to notices/summons issued by SEBI/Stock Exchanges/Courts/Tribunals etc.
- Appearing before SEBI Adjudicating Officer, Whole Time Members, Securities Appellate Tribunal, High Courts, Supreme Court, etc.
- Preparing Settlement Applications under the Settlement Mechanism of SEBI.
- Assisting clients in dealing with the potential regulatory issues under various SEBI regulations dealing with - Takeovers, Insider Trading, Capital Issues, Listing, Delisting, etc.
- Advising and carrying out the procedures for setting up intermediaries under various SEBI regulations.
- Advising on regulatory issues faced by intermediaries such as Stockbrokers, Commodity brokers, Mutual funds, Portfolio managers, FVCIs, Merchant bankers, Underwriters, FIIs, and Sub-accounts.
- Carrying out compliance audit of the above-said market intermediaries.
- Drafting/ Preparation of Informal guidance & takeover panel exemption application.
- Preparing legal opinions/advisory notes on various legal/regulatory issues affecting listed companies/promoters and/or intermediaries registered with SEBI.
Position: Associate
Location: New Delhi
Reporting to: HOD
Key Duties/ Responsibilities:
- Advising clients on investigations and inspections launched by SEBI/Stock Exchanges.
- Preparing strategy as well replies/responses to notices/summons issued by SEBI/Stock Exchanges/Courts/Tribunals etc.
- Appearing before SEBI Adjudicating Officer, Whole Time Members, Securities Appellate Tribunal, High Courts, Supreme Court, etc.
- Preparing Settlement Applications under the Settlement Mechanism of SEBI.
- Assisting clients in dealing with the potential regulatory issues under various SEBI regulations dealing with - Takeovers, Insider Trading, Capital Issues, Listing, Delisting, etc.
- Advising and carrying out the procedures for setting up intermediaries under various SEBI regulations.
- Advising on regulatory issues faced by intermediaries such as Stockbrokers, Commodity brokers, Mutual funds, Portfolio managers, FVCIs, Merchant bankers, Underwriters, FIIs, and Sub-accounts.
- Carrying out compliance audit of the above-said market intermediaries.
- Drafting/ Preparation of Informal guidance & takeover panel exemption application.
- Preparing legal opinions/advisory notes on various legal/regulatory issues affecting listed companies/promoters and/or intermediaries registered with SEBI.
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