Assistant Manager, PCM, Securities Services
Published date: 2026/11/07
- Location: Mumbai, Maharashtra, India
Assistant Manager, PCM, Securities Services-(2200021685)
Job
:Operations
Primary Location
:Asia-India-Mumbai
Schedule
:Full-time
Employee Status
:Permanent
Posting Date
:17/Aug/2022, 10:49:57 AM
Unposting Date
:31/Aug/2022, 6:59:00 PM Role Responsibilities
Business
Securities Services
Processes
Ensure compliance with all group and country policies, code of conduct, statutory regulations and laws
• Processing of Derivatives Transaction of Equity Derivatives, Currency and Interest Rate Derivatives and Securities Lending and Borrowing (SLBM)
• Processing of Trades related to PCM Operations
• Ensure that the Bank’s and client’s interests are covered in all instances
• Ensure that regulator, internal and group compliance requirements (including Anti Money laundering & Zero Tolerance guidelines) are complied at all times
• To suggest process, change if local conditions warrant making the processes stronger
• To ensure that proper risk classification is done at the time of approving transactions
• To complete review of all relevant reports
• Ensure that audit rating of ‘satisfactory’ and above is maintained for all internal and external audits with the section
• Ensure completion of EOD processes within one hour of receipt of files from Exchanges
• To ensure that the month-end activities and regulatory reporting are done within defined timelines
• Ensure punctuality and discipline
• Ensure proper update and maintenance of collaterals
• Cross-skilling - To act as back-up
• Ensure all clients reporting are done on time and all queries of client are replied within 24 Hours
• Ensure that the sectional archival, new requirement testing (UAT and UVT) and documentation, exception tracking MIS, etc is done on at good frequency intervals
• Keep the immediate Manager advised of the regular operations as well as report extraordinary occurrences so as to enable taking of appropriate action
• To execute any job or task resulting from any exigencies as well as those which may be assigned by Manager.
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank
Job
:Operations
Primary Location
:Asia-India-Mumbai
Schedule
:Full-time
Employee Status
:Permanent
Posting Date
:17/Aug/2022, 10:49:57 AM
Unposting Date
:31/Aug/2022, 6:59:00 PM Role Responsibilities
Business
Securities Services
Processes
Ensure compliance with all group and country policies, code of conduct, statutory regulations and laws
• Processing of Derivatives Transaction of Equity Derivatives, Currency and Interest Rate Derivatives and Securities Lending and Borrowing (SLBM)
• Processing of Trades related to PCM Operations
• Ensure that the Bank’s and client’s interests are covered in all instances
• Ensure that regulator, internal and group compliance requirements (including Anti Money laundering & Zero Tolerance guidelines) are complied at all times
• To suggest process, change if local conditions warrant making the processes stronger
• To ensure that proper risk classification is done at the time of approving transactions
• To complete review of all relevant reports
• Ensure that audit rating of ‘satisfactory’ and above is maintained for all internal and external audits with the section
• Ensure completion of EOD processes within one hour of receipt of files from Exchanges
• To ensure that the month-end activities and regulatory reporting are done within defined timelines
• Ensure punctuality and discipline
• Ensure proper update and maintenance of collaterals
• Cross-skilling - To act as back-up
• Ensure all clients reporting are done on time and all queries of client are replied within 24 Hours
• Ensure that the sectional archival, new requirement testing (UAT and UVT) and documentation, exception tracking MIS, etc is done on at good frequency intervals
• Keep the immediate Manager advised of the regular operations as well as report extraordinary occurrences so as to enable taking of appropriate action
• To execute any job or task resulting from any exigencies as well as those which may be assigned by Manager.
Regulatory & Business Conduct
• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank
0 page views
Related listings
-
CIB_ Reference Data Manager_AssociateBankApply on Monster India CIB_ Reference Data Manager_Associate JP Morgan Chase & Co. Mumbai, Maharashtra Apply on Monster India 7 hours agoFull–time JPMorgan Chase & Co (NYSE: JPM) is a leading global financial services firm with assets of $2.5...2026/11/07
-
Associate Director Banking OperationsBankCOMPANY VISION We are making finance simple For millions in India Groww is on a mission to democratize access to financial services for millions of Indians responsibly We are a customerfirst company We believe in crafting the best and most delightful...2026/11/07
-
Bancasurance Sales-PuneBankDear Candidate , We are hiring for Relationship Manager post (Bancassurance Channel). Job Description • Sales: Accept leads generated from in-branch lead generators as well as warm leads provided by the bank from the database as well as generate own ...2026/11/07