Assistant Compliance Officer
Published date: 2024/01/10
- Location: Pune, Maharashtra, India
Job details
Job Type
Full-time
Full Job Description Your field of responsibility
This role sits within the UK Surveillance Pune Team in the Pune Financial Crime Compliance Group and supports AML review and investigations for UK region.
This will include assisting in the management of Name Screening alert reviews, allocations, escalations, periodic reporting, quality checks, training, procedural updates, audits along with the review of the alerts under various segments of Name Screening e.g Adverse News, Sanctions, Undesirable Clients, PEPs etc but not limited to for clients as entities and / or individuals.
In addition to the management of alerts, this role will provide support to investigators by undertaking research and conducting preliminary analysis to assist in determining whether circumstances fall within defined criteria, particularly the threshold for statutory reporting and candidates must be able to formulate and communicate the results of these enquiries, both verbally and in writing. Day to day work may include:
Managing the BAU which includes but not limited to;
• Identifying and raising any FCC risk appropriately and within stipulated time
• Performing and / or supporting periodic reporting’s
• Performing and / or supporting alert allocation
Job Type
Full-time
Full Job Description Your field of responsibility
This role sits within the UK Surveillance Pune Team in the Pune Financial Crime Compliance Group and supports AML review and investigations for UK region.
This will include assisting in the management of Name Screening alert reviews, allocations, escalations, periodic reporting, quality checks, training, procedural updates, audits along with the review of the alerts under various segments of Name Screening e.g Adverse News, Sanctions, Undesirable Clients, PEPs etc but not limited to for clients as entities and / or individuals.
In addition to the management of alerts, this role will provide support to investigators by undertaking research and conducting preliminary analysis to assist in determining whether circumstances fall within defined criteria, particularly the threshold for statutory reporting and candidates must be able to formulate and communicate the results of these enquiries, both verbally and in writing. Day to day work may include:
Managing the BAU which includes but not limited to;
• Identifying and raising any FCC risk appropriately and within stipulated time
• Performing and / or supporting periodic reporting’s
• Performing and / or supporting alert allocation
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