Analyst

Job Title: Analyst

Location: Mumbai

About Barclays

Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

Working Flexibly

We're committed to providing a supportive and inclusive culture and environment for you to work in. This environment recognises and supports ways to balance your personal needs, alongside the professional needs of our business. Providing the opportunity for all our employees globally to work flexibly empowers each of us to work in a way that suits our lives as well as enabling us to better service our customers' and clients' needs. Whether you have family commitments or you're a carer, or whether you need study time or wish to pursue personal interests, our approach to working flexibly is designed to help you balance your life.

If you would like some flexibility then please discuss this with the hiring manager.

Introduction:
• Assist the Front Office Team PAN India as face of the Client Due Diligence team and ensure that the KYC documents are scrutinised and verified at the same level at managed centrally out of the Mumbai location.
• Co-ordinating with the Service Manager and Private Banker (front Office) in facilitating a seamless and error – free Diligence and Review of client files.
• Review and complete required forms for completion of a client file up to the standard required. Check and perform a Review on the overall status of the client.
• Manage queries from business and co-ordinate with other stakeholders to resolve such queries.
• Manage controls from a risk and control agenda on all areas during the Client Life Cycle.
• Raise, track and escalate Trigger event Reviews and Periodic Reviews not completed within the said deadlines.
• Objectively provide a quantitative assessment during Key Risk Indicators and areas in the FC space.
• Handling internal quality assurance and Barclays Internal Audits.

What will you be doing?
• Ensure compliance with the policy and standards of client service, regulatory compliance requirements, front-office procedures, AML/KYC requirements, product delivery and operating model
• Know Your Client, Client On-Boarding & Due Diligence from a Document Review perspective having good understanding of Local KYC, nuances of KRA and CKYC.
• Fair knowledge of global diligence requirements including source of wealth, FATCA / CRS regulation & Client Money Asset standards.
• Ensure day to day tasks are performed as per the agreed SLA and in controlled manner requests for Client Maintenance review and work on Alert Management as part of continuous client screening dissemination of accurate Management Information.
• support Group, Internal & Regulatory Audits